Regulatory Compliance & Defense

Greenspoon Marder is a leading provider of Regulatory Compliance & Defense legal services for a wide variety of highly regulated businesses. Our well-rounded group of professionals includes nationally recognized attorneys, seasoned legislators, and experienced lobbyists, as well as a uniquely dedicated paralegal group to ensure personalized client service.

The Regulatory Compliance & Defense Group works closely with each client to understand his or her business model, goals, and objectives; and, to help the client realize those goals while staying in compliance with applicable state and federal regulations. At Greenspoon Marder, we focus on pro-actively keeping our clients in good standing with regulators; however, when necessary, we work closely with an aggressive team of in-house litigators who are experienced with regulatory compliance issues.

Greenspoon Marder’s team of professionals maintains a solid reputation and excellent relationships with state and federal regulators. In fact, the Regulatory Compliance & Defense Group continually maintains and resolves a high volume of matters with state attorneys’ general offices, state banking departments, and the Federal Trade Commission.

Areas covered by the Regulatory Compliance & Defense Group include but are not necessarily limited to:

  • Alcoholic Beverage Distribution Licensing
  • Buying Clubs - State Licensing and Compliance
  • Collection Agency Compliance and Licensing
  • Consumer Infomercial Products and Services, Compliance and Marketing
  • Corporate Filings
  • Credit Repair Compliance and State Licensing
  • Credit Services Organizations
  • Debt Management - Nonprofit and For-Profit State and Federal Compliance and Licensing
  • Debtor Education
  • Debt Settlement Compliance and Licensing
  • Environmental Issues
  • Fair Debt Collection Practices Act
  • FDA Compliance Audits
  • FDA Product Submission and Clearances
  • Federal Trade Commission Investigations and Defense
  • Health Facilities, Genetic Screening and Laboratory Certification and Licensing Compliance
  • HUD Compliance for Consumer Credit Counseling and Housing Counseling
  • Internet Brand Maintenance and SEO Matters
  • IRS Nonprofit Audits and Sustainability
  • Life Settlement Compliance
  • Loan Modifications and State Licensing, Business Structuring
  • Marketing and Advertising Review
  • Medicaid/Medicare Provider Enrollment and Renewals
  • Money Transmitter Licensing
  • Mortgage Brokerage and Lender Licensing
  • Nationwide Travel Clubs
  • No-Call Registry Compliance
  • Non-Insurance Discount Health Consumer Products
  • Order-Confirmation Telephone Sales
  • Sellers of Travel Compliance and Licensing
  • Short-Sale Compliance
  • State and Federal Telephone Sales Compliance and Licensing
  • State Attorney General, Consumer Protection Investigations and Defense
  • State Banking Regulator Compliance and Defense
  • Telemarketing Licensing
  • Utilities & Energy
  • Vacation Ownership Marketing and Licensing

Greenspoon Marder’s goal is to provide timely and effective services to our clients. In fact, we have pioneered aggressive, cost-efficient systems that deliver licensing services in the least expensive manner. In addition, we track and maintain all licenses and provide consistent, easy-to-understand reporting.

The Regulatory Compliance & Defense Group is led by Robby H. Birnbaum, who is nationally known for his legal expertise and as a frequent speaker at national conferences. Recently, Mr. Birnbaum was recognized by a leading business journal as the “Most Effective Attorney for 2010” in the Regulatory Defense category.